I thought I would post the roles and responsibilities as stated by the AOTA. I got the information on the AOTA website. Please take time to print it out/read it. It is lengthy but well worth the time. It is very informative and can help us all work together as a team knowing our roles and resposibilities. There is also a section on supervision.
ROLES AND RESPONSIBILITIES OF THE OCCUPATIONAL THERAPIST AND THE
OCCUPATIONAL THERAPY ASSISTANT DURING THE DELIVERY OF
OCCUPATIONAL THERAPY SERVICES
General Statement
The focus of occupational therapy is to facilitate the engagement of the client in occupations that
support participation in daily life situations in context or contexts. Occupational therapy
addresses the needs and goals of the client related to areas of occupation, performance skills,
performance patterns, occupational context, activity demands, and client factors.
1. The occupational therapist is responsible for all aspects of occupational therapy service
delivery and is accountable for the safety and effectiveness of the occupational therapy
service delivery process. The occupational therapy service delivery process involves
evaluation, intervention planning, intervention implementation, intervention review, and
outcome evaluation.
2. The occupational therapist must be directly involved in the delivery of services during the
initial evaluation and regularly throughout the course of intervention and outcome evaluation.
3. The occupational therapy assistant delivers occupational therapy services under the
supervision of and in partnership with the occupational therapist.
4. It is the responsibility of the occupational therapist to determine when to delegate
responsibilities to other occupational therapy personnel. It is the responsibility of the
occupational therapy personnel who perform the delegated responsibilities to demonstrate
service competency.
Guidelines for Supervision, Roles, and Responsibilites
The American Occupational Therapy Association
5. The occupational therapist and the occupational therapy assistant demonstrate and document
service competency for clinical reasoning and judgment during the service delivery process
as well as for the performance of specific techniques, assessments, and intervention methods
used.
6. When delegating aspects of occupational therapy services, the occupational therapist
considers the following factors:
c. The complexity of the client’s condition and needs
b. The knowledge, skill, and competence of the occupational therapy practitioner
c. The nature and complexity of the intervention
d. The needs and requirements of the practice setting
Roles and Responsibilities
Regardless of the setting in which occupational therapy services are delivered, the occupational
therapist and the occupational therapy assistant assume the following generic responsibilities
during evaluation, intervention, and outcomes evaluation.
Evaluation
1. The occupational therapist directs the evaluation process.
2. The occupational therapist is responsible for directing all aspects of the initial contact during
the occupational therapy evaluation, including:
a. determining the need for service,
b. defining the problems within the domain of occupational therapy that need to be
addressed,
c. determining the client’s goals and priorities,
d. establishing intervention priorities,
e. determining specific further assessment needs, and
f. determining specific assessment tasks that can be delegated to the occupational therapy
assistant.
3. The occupational therapist initiates and directs the evaluation, interprets the data, and
develops the intervention plan.
4. The occupational therapy assistant contributes to the evaluation process by implementing
delegated assessments and by providing verbal and written reports of observations and client
capacities to the occupational therapist.
5. The occupational therapist interprets the information provided by the occupational therapy
assistant and integrates that information into the evaluation and decision-making process.
Intervention Planning
1. The occupational therapist has overall responsibility for the development of the occupational
therapy intervention plan.
2. The occupational therapist and the occupational therapy assistant collaborate with the client
to develop the plan.
3. The occupational therapy assistant is responsible for being knowledgeable about evaluation
results and for providing input into the intervention plan, based on client needs and priorities.
Intervention Implementation
1. The occupational therapist has overall responsibility for implementing the intervention.
2. When delegating aspects of the occupational therapy intervention to the occupational therapy
assistant, the occupational therapist is responsible for providing appropriate supervision.
Guidelines for Supervision, Roles, and Responsibilites
The American Occupational Therapy Association
3. The occupational therapy assistant is responsible for being knowledgeable about the client’s
occupational therapy goals.
4. The occupational therapy assistant selects, implements, and makes modifications to
therapeutic activities and interventions that are consistent with demonstrated competency
levels, client goals, and the requirements of the practice setting.
Intervention Review
1. The occupational therapist is responsible for determining the need for continuing, modifying,
or discontinuing occupational therapy services.
2. The occupational therapy assistant contributes to this process by exchanging information
with and providing documentation to the occupational therapist about the client’s responses
to and communications during intervention.
Outcome Evaluation
1. The occupational therapist is responsible for selecting, measuring, and interpreting outcomes
that are related to the client’s ability to engage in occupations.
2. The occupational therapy assistant is responsible for being knowledgeable about the client’s
targeted occupational therapy outcomes and for providing information and documentation
related to outcome achievement.
3. The occupational therapy assistant may implement outcome measurements and provide
needed client discharge resources.
SUPERVISION OF OCCUPATIONAL THERAPISTS AND OCCUPATIONAL
THERAPY ASSISTANTS
Occupational Therapists
Based on their education and training, occupational therapists, after initial certification, are
autonomous practitioners who are able to deliver occupational therapy services independently.
The occupational therapist is responsible for all aspects of occupational therapy service delivery
and is accountable for the safety and effectiveness of the occupational therapy service delivery
process. Occupational therapists are encouraged to seek supervision and mentoring to develop
best practice approaches and promote professional growth.
1
Occupational therapy personnel include occupational therapists, occupational therapy assistants, and occupational
therapy aides (AOTA, 1999a).
Guidelines for Supervision, Roles, and Responsibilites
The American Occupational Therapy Association
2
Occupational Therapy Assistants
Based on their education and training, occupational therapy assistants must receive supervision
from an occupational therapist to deliver occupational therapy services. The occupational therapy
assistant delivers occupational therapy services under the supervision of and in partnership with
the occupational therapist. The occupational therapist and the occupational therapy assistant are
responsible for collaboratively developing a plan for supervision.
General Principles
1. Supervision involves guidance and oversight related to the delivery of occupational therapy
services and the facilitation of professional growth and competence. It is the responsibility of
the occupational therapist and the occupational therapy assistant to seek the appropriate
quality and frequency of supervision to ensure safe and effective occupational therapy
service delivery.
2. To ensure safe and effective occupational therapy services, it is the responsibility of the
occupational therapist and occupational therapy assistant to recognize when supervision is
needed, and to seek supervision that supports current and advancing levels of competence.
3. The specific frequency, methods, and content of supervision may vary by practice setting and
are dependent upon the
a. complexity of client needs,
b. number and diversity of clients,
c. skills of the occupational therapist and the occupational therapy assistant,
d. type of practice setting,
e. requirements of the practice setting, and
f. other regulatory requirements.
4. Supervision that is more frequent than the minimum level required by the practice setting or
regulatory agencies may be necessary when
a. the needs of the client and the occupational therapy process are complex and changing,
b. the practice setting provides occupational therapy services to a large number of clients
with diverse needs, or
c. the occupational therapist and occupational therapy assistant determine that additional
supervision is necessary to ensure safe and effective delivery of occupational therapy
services.
5. A variety of types and methods of supervision should be used. Methods may include direct
face-to-face contact and indirect contact. Examples of methods or types of supervision that
involve direct face-to-face contact include observation, modeling, co-treatment, discussions,
teaching, and instruction. Examples of methods or types of supervision that involve indirect
contact include phone conversations, written correspondence, and electronic exchanges.
6. Occupational therapists and occupational therapy assistants must abide by agency and state
requirements regarding the documentation of a supervision plan and supervision contacts.
Documentation may include the
a. frequency of supervisory contact,
b. method(s) or type(s) of supervision,
c. content areas addressed,
d. evidence to support areas and levels of competency, and
e. names and credentials of the persons participating in the supervisory process.
Guidelines for Supervision, Roles, and Responsibilites
The American Occupational Therapy Association
3
7. Supervision related to professional growth, such as leadership and advocacy development,
may differ from that needed to provide occupational therapy services. The person providing
this supervision, as well as the frequency, method, and content of supervision should be
responsive to the supervisee’s advancing levels of professional growth.